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State can intervene, object when broker seeks to expunge claim from record (access required)

Posted: 1:00 am Mon, July 21, 2008
By admin

Saying stockbrokers should be barred from hiding their mistakes, Attorney General Douglas F. Gansler lauded a federal appeals court for allowing state regulators to intervene in malpractice settlements in an attempt to make sure the action stays on the broker

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