Opinions 2/21/13: 4th U.S. Circuit Court of Appeals 
Posted: 5:53 pm Wed, February 20, 2013
By
Login required
You have clicked on a link to information that is exclusive to The Daily Record subscribers. | ||
Already a paid subscriber but not registered for online access yet? For instructions on how to get premium web access, click here. |
||
Interested in Subscribing?
Start by choosing how you'd like your news delivered.
- Print and Digital - | 
|
- Maryland Family Law - |
![[Print]](http://thedailyrecord.com/wp-content/plugins/tdc-sociable-toolbar/print.png)
![[Email]](http://api.addthis.com/oexchange/0.8/forward/email/offer?url=http://thedailyrecord.com/2013/02/20/opinions-22113-4th-u-s-circuit-court-of-appeals/&title=Opinions 2/21/13: 4th U.S. Circuit Court of Appeals <span class="dmcss_key_icon"><img alt="(access required)" src="http://thedailyrecord.com/wp-content/plugins/tdc-paywall/images/key.gif" border=0/></span>)
![[RSS Feed]](http://thedailyrecord.com/wp-content/plugins/tdc-sociable-toolbar/rssfeed.png)
![[Facebook]](http://thedailyrecord.com/wp-content/plugins/tdc-sociable-toolbar/facebook.png)
![[linkedin]](http://www.linkedin.com/shareArticle?mini=true&url=http://thedailyrecord.com/2013/02/20/opinions-22113-4th-u-s-circuit-court-of-appeals/&title=Opinions 2/21/13: 4th U.S. Circuit Court of Appeals <span class="dmcss_key_icon"><img alt="(access required)" src="http://thedailyrecord.com/wp-content/plugins/tdc-paywall/images/key.gif" border=0/></span>&summary=Civil+Procedure%0AArbitration+under+FINRA%C2%A0%0ABOTTOM+LINE%3A+A+FINRA+rule+that+allows+%E2%80%9Ccustomers%E2%80%9D+of+financial+institutions+to+invoke+mandatory+arbitration+did+not+cover+individuals+who+purchased+bonds+indirectly%2C+through+a+third-party+broker%2C+rather+than+directly+from+the+financial+institution+during+an+initial+public+offering%3B+the+individuals+were+not+%E2%80%9Ccustomers%E2%80%9D+of+the+financial+institution+because+they+did+not+%5B...%5D&source=Maryland+Daily+Record)
![[Twitter]](http://twitter.com/home/?status=Opinions 2/21/13: 4th U.S. Circuit Court of Appeals <span class="dmcss_key_icon"><img alt="(access required)" src="http://thedailyrecord.com/wp-content/plugins/tdc-paywall/images/key.gif" border=0/></span>+http://thedailyrecord.com/2013/02/20/opinions-22113-4th-u-s-circuit-court-of-appeals/)
Comments