Panel awards $1.5 million to man wrongfully involved in SEC case

A Pikesville man obtained a $1.5 million award against his broker Wednesday after an arbitration panel determined the broker was liable for wrongfully involving him in Securities and Exchange Commission litigation. The SEC previously dismissed fraud charges against Jonathan Feldman in 2016 after determining there was insufficient evidence that his trading scheme was illegal. Feldman then ...

To purchase a reprint of this article, contact reprints@thedailyrecord.com.