Quantcast

Law Digest — Maryland Court of Special Appeals — Nov. 7, 2019

Maryland Court of Special Appeals Administrative Law; Regulatory sanctions: The disciplinary sanctions imposed by the Maryland Securities Commissioner on an individual for over 1,000 violations of the Maryland Securities Act, including revocation of the individual’s investment adviser representative registration, permanent bar from the Maryland securities and investment advisory industry, and a $255,000 fine, were not imposed unreasonably, did ...

Leave a Reply

Your email address will not be published. Required fields are marked *

*