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Tag Archives: gregory t. lawrence

Panel awards $1.5 million to man wrongfully involved in SEC case

A Pikesville man obtained a $1.5 million award against his broker Wednesday after an arbitration panel determined the broker was liable for wrongfully involving him in Securities and Exchange Commission litigation. The SEC previously dismissed fraud charges against Jonathan Feldman ...

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SEC vacates securities fraud violations levied against Pikesville man

The Securities and Exchange Commission has dismissed fraud charges against a Pikesville man three years after an administrative law judge ruled his trading strategy was illegal. The commission found Thursday there was insufficient evidence that Jonathan Feldman broke any laws ...

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